Savings, Investing, Investments, SEC, Financial Security! |
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Note: For more information and resources on this subject, go to Financial Resource Center. Credit and Financing may also be of interest when looking for credit and financing options.
Need to Refinance or Find a Great Home Loan? Go to The Mortgage Center
What If I Have a Problem?
Some investments make money. Others lose
money. Thats natural, and thats why you need a diversified
portfolio to minimize your risk. But if you lose money because youve been
cheated, thats not natural, thats a problem.
Sometimes all it takes is a simple phone
call to your investment professional to resolve a problem. Maybe there was an
honest mistake that can be corrected. If talking to the investment professional
doesnt resolve the problem, talk to the firms manager, and write a
letter to confirm your conversation. If that doesnt lead to a resolution,
you may have to initiate legal action. You will need to take action quickly
because the legal time limits for doing so can be short. Your local bar
association can refer you to attorneys who specialize in securities
law.
At the same time, call us and let us know
what the problem was. Investor complaints are very important to the SEC, and
sometimes we can help you resolve your problems. You may think youre the
only one experiencing a problem, but typically, youre not alone.
Sometimes it takes only one investors complaint to trigger an
investigation that exposes a bad broker or an illegal scheme.
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If You Run Into Trouble
SEC 450 Fifth
Street, N.W. Washington, D.C. 20549 Toll-free: (800) SEC-0330 Website:
www.sec.gov
NASAA - State
Regulators 10 G Street, N.W. Washington, D.C. Toll-free (888)
84-NASAA Website: www.nasaa.org
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And in the years ahead, let us know how well your money is growing.
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Note: For more information and resources on this subject, go to Financial Resource Center. Credit and Financing may also be of interest when looking for credit and financing options.
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The Center For Debt Management™
Helping Consumers Save Money and Reduce Debt Is Our Only Business!™
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